Compliance Manager — Gusto | cvGO!

Gusto · Denver, CO;San Francisco, CA;New York, NY · Office · 110640 USD

### About the Role Compliance Manager for Gusto's RIA and BD entities, reporting to the Compliance Lead. Owns execution, testing, and surveillance of the compliance program, including governance of AI tools. ### Responsibilities - Manage FINRA state registrations and employee filings (U4, U5, finger